CCOComing soon
Chief Compliance Officer Exam
This CIRO exam is on the roadmap. We're focusing on the CIRE first (the foundation exam every candidate writes), then Retail Securities. Drop your email and you'll be the first to know when this one ships.
In the meantime, the free CIRE diagnostic is the right next step. Every candidate writes the CIRE before any role-based exam.
Already parsed
The CCO blueprint is loaded
13 elements, 122 learning outcomes, parsed from the official CIRO syllabus. Question authoring + diagnostic are next.
- E01General regulatory framework
- E02Compliance function and operations
- E03Investment Dealer business model and related areas
- E04Offering and distribution of securities
- E05Corporate governance and ethics
- E06Duties, liabilities and defences
- E07Risk management and internal controls
- E08Compliance as risk management
- E09Significant areas of risk
- E10Regulatory reporting, examinations, investigations and actions
- E11Compliance responsibilities
- E12Chief Compliance Officer (CCO) responsibilities
- E13Ultimate Designated Person (UDP) responsibility