Skip to content
SUPComing soon

Supervisor Exam

This CIRO exam is on the roadmap. We're focusing on the CIRE first (the foundation exam every candidate writes), then Retail Securities. Drop your email and you'll be the first to know when this one ships.

In the meantime, the free CIRE diagnostic is the right next step. Every candidate writes the CIRE before any role-based exam.

Already parsed

The SUP blueprint is loaded

9 elements, 103 learning outcomes, parsed from the official CIRO syllabus. Question authoring + diagnostic are next.

  • E01General regulatory framework
  • E02Supervisory structure: Investment Dealer responsibilities
  • E03Specific supervision responsibilities in relation to the Investment Dealer business and operations
  • E04Specific supervision responsibilities in relation to account approvals
  • E05Specific supervision responsibilities in relation to account activity
  • E06Specific supervision responsibilities in relation to activities of Approved Persons
  • E07Specific supervision responsibilities in relation to trading and market rules
  • E08Specific supervision responsibilities in relation to advertisements, sales literature and communications
  • E09Specific supervision responsibilities in relation to risks
See all exams