Regulatory

AMF (Autorité des marchés financiers)

Quebec's financial-sector regulator covering securities, insurance, and deposit institutions.

Definition

Unlike most other provinces, Quebec's AMF regulates not just securities but also insurance, deposit-taking institutions, and the distribution of financial products. It is a CSA member but operates a uniquely broad mandate. Registrants conducting business in Quebec must comply with AMF requirements in addition to CIRO rules.

Source

Loi sur l'Autorité des marchés financiers; lautorite.qc.ca

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