Regulatory

OSC (Ontario Securities Commission)

Ontario's provincial securities regulator and the largest CSA member.

Definition

The OSC administers and enforces securities law in Ontario through the Securities Act (Ontario) and the Commodity Futures Act. It is a CSA member regulator and oversees registrants whose head office is in Ontario, including most major Canadian investment dealers. Reports to the Ontario Ministry of Finance.

Source

Securities Act (Ontario); osc.ca

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