← All terms
Regulatory

IIROC (legacy)

The Investment Industry Regulatory Organization of Canada — predecessor to CIRO.

Definition

IIROC was the SRO that regulated Canadian investment dealers and trading on Canadian equity marketplaces from 2008 until December 31, 2022. On January 1, 2023 it merged with the MFDA to form CIRO. References to IIROC rules in older materials map roughly to CIRO IDPC and UMIR rules today.

Source

Recognition orders, predecessor SRO archives

AI case study

See how IIROC (legacy) applies in practice

One named-role scenario with realistic numbers and the rule citation.

Want this kind of explanation on every wrong answer?

The Ciroexam AI tutor is grounded in the same primary sources you see cited above. Every wrong practice answer gets the rule that the distractor was testing.