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Regulatory

Investment Representative (IR)

A non-advice CIRO registration limited to executing client-directed trades.

Definition

An IR can accept and execute orders from clients but cannot provide recommendations or advice. Common in discount/online brokerages. Lower proficiency bar than an RR — under the CIRO Proficiency Model, an IR can register after passing the CIRE alone (no RSE required) plus the firm's training period.

Source

CIRO IDPC Rule 2600 series; CIRO Proficiency Model

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