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Regulatory

Registered Representative (RR)

An individual licensed by CIRO to advise on and trade securities for retail clients.

Definition

An RR (sometimes called Investment Advisor) is the most common front-line registration category at a Canadian investment dealer. An RR can recommend and execute trades in any approved security and provide investment advice. The proficiency requirement under the CIRO Proficiency Model is the CIRE plus the Retail Securities Exam (RSE), plus a 90-day training period.

Source

CIRO IDPC Rule 2600 series; CIRO Proficiency Model

Where this shows up on the CIRE

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